Trainings

If you are interested, please contact us directly by e-mail or phone: +49 69 975 850 0.

…in English language

  • Legal requirements and supervisory and administrative practice of national and European authorities
  • Internal organisation of anti-money laundering and counter-terrorist financing in foreign banks and foreign financial institutions
  • Implementation of due diligence obligations (CDD), including third-party implementation and outsourcing
  • Transparency register and discrepancy reporting, authenticity of accounts and futility reporting, suspicious activity reporting to the FIU
  • Optional excursions: Financial Sanctions, Funds Transfer Regulation, CRS/FATCA
  • The Banking Industry in Germany – Structure, Features and Foreign Banks in Germany
  • Banking Supervision from a European and German Perspective
  • Deposit Guarantee Schemes
  • Overview of the most important Banking Supervisory Regulations
  • Corporate Governance Basics
  • Tasks and Responsibilities of the Executive Board
  • Interaction between the Executive Board and the Supervisory Board
  • The Executive Board in the Group
  • Special Features for Regulated Credit Institutions
  • Overview of Liability
  • Introduction to the supervisory framework
  • Capital requirements for institutions (overview)
  • Calculation of risk-weighted assets (RWA) and own funds acc. to CRR
  • Approaches to risk measurement for credit risk: Credit Risk Standard Approach (CRSA) and Internal Ratings Based Approach (IRBA)
  • Leverage Ratio
  • Liquidity Coverage Ratio (LCR) and Net Stable Funding Ratio (NSFR)
  • Large exposure rules
  • Upcoming regulatory changes
  • (on request) The treatment of trading book activities (e.g. counterparty credit risk, market risk, etc.) acc. to CRR and advanced/internal approaches of risk measurement
  • Introduction to the supervisory framework
  • Overview of BaFin’s MaRisk and ICAAP guidelines
  • MaRisk: General business organisation, strategies and business planning, outsourcing, resources and contingency planning
  • MaRisk: Special requirements to credit origination and monitoring, non-performing exposures and trading activities
  • Control functions: Risk controlling, compliance, internal audit
  • Internal Capital Adequacy Assessment Process (ICAAP) and Supervisory Review and Evaluation Process (SREP)
  • Upcoming regulatory changes
  • (on request) Banking business audits carried out by Deutsche Bundesban

…in German language

  • Gesetzliche Anforderungen und Aufsichts- und Verwaltungspraxis der nationalen und europäischen Behörden
  • Interne Organisation der Geldwäsche- und Terrorismusfinanzierungsbekämpfung in Auslandsbanken und ausländischen Finanzinstituten
  • Durchführung der Sorgfaltspflichten (CDD), einschließlich Durchführung durch Dritte und Auslagerung
  • Transparenzregister und Unstimmigkeitsmeldung, Kontenwahrheit und Vergeblichkeitsmeldung, Verdachtsmeldungen an die FIU
  • Optionale Exkurse: Finanzsanktionen, Geldtransferverordnung, CRS/FATCA
  • Das deutsche Bankensystem – Struktur, Besonderheiten und Auslandsbanken in Deutschland
  • Bankaufsicht aus deutscher und europäischer Perspektive
  • Das Einlagensicherungssystem
  • Übersicht über die wichtigsten bankaufsichtsrechtlichen Regelungen
  • Corporate Governance Grundlagen
  • Aufgaben und Pflichten des Vorstands
  • Zusammenwirken zwischen Vorstand und Aufsichtsrat
  • Der Vorstand im Konzern
  • Besonderheiten bei regulierten Kreditinstituten
  • Haftung